Chan, Sylvia Sau Wai (SFC:ADU457) 陳秀慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-07-17 | Rep | Advising on securities | 2004-07-17 | Rep | Asset management | 2004-07-17 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-06-13 | 2008-09-29 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2018-10-04 | 2020-11-26 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2010-05-14 | Rep | Advising on securities | 2012-06-27 | 2018-07-06 |
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