King, Christopher Holmes
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2003-07-21 | |
| 2 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-03 | |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2004-06-03 | |
| 4 | KGI ASIA LIMITED | Rep | Asset management | 2004-06-03 | |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-06-03 | |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2004-06-03 | |
| 7 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-06-03 | |
| 8 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-06-03 | |
| 9 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2004-06-03 | |
| 10 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-02-08 | |
| 11 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-02-08 | |
| 12 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-02-08 | |
| 13 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-07-10 | 2010-11-06 |
| 14 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-10 | 2010-11-06 |
| 15 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-10 | 2010-11-06 |
| 16 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2010-11-12 | 2011-07-21 |
| 17 | De Riva Asia Limited | Rep | Dealing in securities | 2010-11-12 | 2011-07-21 |
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