Lau, Paul Ka Kit 劉家傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DESCARTES GLOBAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-10-27 | 2005-07-26 |
| 2 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Asset management | 2012-10-17 | Rep | Dealing in securities | 2012-10-17 |
| 3 | TC Investment Management (Asia) Limited | Rep | Asset management | 2005-09-26 | 2007-09-07 | Rep | Advising on futures contracts | 2006-01-04 | 2007-09-07 |
| 4 | THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2007-09-11 | 2012-02-29 |
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