Bose, Kiron Krishna (SFC:ADV214)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-14 | Rep | Advising on securities | 2004-10-14 | Rep | Asset management | 2004-10-14 | Rep | Dealing in securities | 2005-03-23 |
| 2 | SATTVA INVESTMENT ADVISORS LIMITED | Rep | Advising on futures contracts | 2005-12-14 | 2007-04-26 | Rep | Advising on securities | 2005-12-14 | 2007-04-26 | RO | Advising on futures contracts | 2007-04-26 | 2009-10-15 | RO | Advising on securities | 2007-04-26 | 2009-10-15 | RO | Asset management | 2008-02-21 | 2009-10-15 |
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