Lee, Paul Man Yiu 李文耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Reserve Securities Limited | Rep | Dealing in securities | 2009-10-16 | 2011-06-20 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-12-20 | 2008-11-19 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2007-08-20 | 2007-11-17 | Rep | Dealing in futures contracts | 2007-10-25 | 2007-11-17 |
| 4 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-08-20 | 2007-11-17 |
| 5 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2004-07-05 | 2005-05-25 |
| 6 | Funderstone Securities Limited | Rep | Dealing in securities | 2004-07-05 | 2005-05-25 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2016-02-29 | |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2016-02-29 | Rep | Dealing in futures contracts | 2016-02-29 | Rep | Dealing in securities | 2016-02-29 |
| 9 | Phoenician Limited (HK) | RO | Asset management | 2014-04-15 | 2016-02-12 | RO | Advising on securities | 2015-09-21 | 2016-02-12 |
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