Ku, Stanley Chi Pang 古志鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Complus Asset Management Limited | RO | Asset management | 2011-05-25 | 2012-12-04 |
2 | FIG HK (Hong Kong) Limited | RO | Asset management | 2014-10-08 | 2015-10-30 |
3 | Fortress Investment Group (Hong Kong) LLC | RO | Advising on futures contracts | 2006-06-07 | 2008-08-07 | RO | Advising on securities | 2006-06-07 | 2008-08-07 | RO | Asset management | 2008-06-19 | 2008-12-31 |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-14 | Rep | Advising on securities | 2004-10-14 | Rep | Asset management | 2004-10-14 | Rep | Dealing in securities | 2005-01-18 |
5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-10-14 | Rep | Asset management | 2004-10-14 | Rep | Dealing in futures contracts | 2005-01-18 |
6 | Minerva Capital Management Limited | RO | Asset management | 2009-06-19 | 2010-08-31 |
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