Ho, Ting Hong (SFC:ADV928) 何鼎康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-10-26 | 2011-02-01 | Rep | Advising on securities | 2007-10-26 | 2011-06-30 | Rep | Asset management | 2007-10-26 | 2011-06-30 | Rep | Dealing in securities | 2009-02-23 | 2011-06-30 |
| 2 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Advising on corporate finance | 2004-02-25 | Rep | Advising on securities | 2004-02-25 | Rep | Asset management | 2004-02-25 | Rep | Dealing in securities | 2004-02-25 |
| 3 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-03-15 | 2013-06-03 |
| 4 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-15 | 2013-06-03 |
| 5 | Delta Asia Wealth Management Limited | Rep | Asset management | 2013-03-15 | 2013-06-03 |
| 6 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-03-19 | 2017-08-01 | Rep | Dealing in securities | 2014-03-19 | 2017-08-01 |
| 7 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2014-03-19 | Rep | Advising on securities | 2014-03-19 | Rep | Dealing in futures contracts | 2014-03-19 | Rep | Dealing in securities | 2014-03-19 |
| 8 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2004-05-19 | 2004-07-29 | Rep | Dealing in securities | 2004-05-19 | 2004-07-29 |
| 9 | TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. | Rep | Advising on corporate finance | 2003-11-07 | Rep | Advising on securities | 2003-11-07 | Rep | Asset management | 2003-11-07 | Rep | Dealing in securities | 2003-11-07 |
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