Lam, Cheuk Fung (SFC:ADW995) 林卓峯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Advising on securities | 2012-11-22 | 2012-12-24 | Rep | Dealing in securities | 2012-11-22 | 2012-12-24 | RO | Advising on securities | 2012-12-24 | 2013-01-29 | RO | Dealing in securities | 2012-12-24 | 2013-01-29 |
| 2 | BOA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2012-05-02 | 2012-11-20 | RO | Dealing in securities | 2012-05-02 | 2012-11-20 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Dealing in securities | 2007-04-04 | 2011-01-05 | RO | Asset management | 2009-05-25 | 2011-01-05 | RO | Dealing in futures contracts | 2009-06-22 | 2011-01-05 | RO | Advising on securities | 2010-04-21 | 2011-01-05 | Rep | Advising on securities | 2011-01-05 | 2011-03-10 | Rep | Asset management | 2011-01-05 | 2011-03-10 | Rep | Dealing in futures contracts | 2011-01-05 | 2011-03-10 | Rep | Dealing in securities | 2011-01-05 | 2011-03-10 |
| 4 | KWAI HUNG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-10-12 | 2005-11-17 | RO | Dealing in securities | 2005-11-17 | 2006-11-11 |
| 5 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2014-03-11 | 2014-05-07 | Rep | Dealing in securities | 2014-03-11 | 2014-05-07 |
| 6 | PAOCHU INVESTMENT ADVISORY LIMITED | Rep | Advising on securities | 2014-06-11 | 2014-08-25 | Rep | Asset management | 2014-06-11 | 2014-08-25 | RO | Advising on securities | 2014-08-25 | 2018-09-04 | RO | Asset management | 2014-08-25 | 2018-09-04 |
| 7 | Qeelyn Analytics Asset Management Limited | RO | Advising on securities | 2023-05-02 | RO | Asset management | 2023-05-02 |
| 8 | Sky Wealth Asset Management Company Limited | RO | Advising on securities | 2018-11-29 | 2020-02-21 | RO | Asset management | 2018-11-29 | 2020-02-21 |
| 9 | Suparna Capital Management Limited | RO | Advising on securities | 2020-08-03 | 2021-09-30 | RO | Asset management | 2020-08-03 | 2021-09-30 |
| 10 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Advising on corporate finance | 2003-08-02 | Rep | Asset management | 2003-08-02 | Rep | Advising on securities | 2003-09-22 | Rep | Dealing in securities | 2003-09-22 | RO | Advising on securities | 2003-09-22 | 2005-04-04 | RO | Dealing in securities | 2003-09-22 | 2005-04-04 |
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