So, Raymond Bing Kei 蘇秉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-05-22 | 2010-03-02 | Rep | Dealing in securities | 2014-05-02 | 2016-02-03 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-02 | 2016-02-03 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-05-22 | 2010-03-02 | Rep | Dealing in futures contracts | 2014-05-02 | 2016-02-03 |
| 4 | Longitude Asia Limited | Rep | Advising on securities | 2013-02-08 | 2014-03-31 | Rep | Asset management | 2013-02-08 | 2014-03-31 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-08-11 | Rep | Advising on securities | 2003-08-11 | Rep | Asset management | 2003-08-11 | Rep | Automated trading services | 2003-10-03 | Rep | Dealing in securities | 2003-10-03 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-05-17 | 2008-02-23 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-05-17 | 2008-02-23 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-05-17 | 2008-02-23 |
| 9 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2003-10-18 | 2004-04-18 | Rep | Dealing in futures contracts | 2004-04-27 | 2006-05-11 |
| 10 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-10-06 | 2006-05-11 | Rep | Dealing in futures contracts | 2003-10-18 | 2004-04-18 | Rep | Dealing in futures contracts | 2004-04-27 | 2006-05-11 |
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