Chow, Inez Yan 周茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Boman Capital (Hong Kong) Limited | RO | Advising on securities | 2015-03-05 | 2020-10-11 | RO | Asset management | 2015-03-05 | 2020-10-11 |
| 2 | GAM HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-05-13 | Rep | Advising on securities | 2004-05-13 | Rep | Advising on futures contracts | 2010-07-01 | Rep | Asset management | 2010-07-01 | Rep | Advising on securities | 2004-07-30 | 2010-07-01 |
| 3 | Leading Securities Company Limited | RO | Advising on securities | 2013-10-10 | 2015-02-06 | RO | Asset management | 2014-02-25 | 2015-02-06 |
| 4 | Venture Smart Asia Limited | Rep | Advising on securities | 2020-12-21 | 2021-01-28 | Rep | Asset management | 2020-12-21 | 2021-01-28 | RO | Advising on securities | 2021-01-28 | 2023-06-09 | RO | Asset management | 2021-01-28 | 2023-06-09 | RO | Dealing in securities | 2021-01-28 | 2023-06-09 | Rep | Advising on securities | 2023-06-09 | 2023-06-26 | Rep | Asset management | 2023-06-09 | 2023-06-26 | Rep | Dealing in securities | 2023-06-09 | 2023-06-26 |
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