Chan, Mark Hin Geung 陳献章
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-13 | Rep | Asset management | 2004-01-13 | Rep | Dealing in futures contracts | 2006-04-13 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in securities | 2006-04-13 | Rep | Dealing in futures contracts | 2005-10-25 | 2006-04-13 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-02-25 | 2016-04-12 | Rep | Dealing in securities | 2015-02-25 | 2016-04-12 | RO | Advising on securities | 2016-04-12 | 2017-10-02 | RO | Dealing in securities | 2016-04-12 | 2017-10-02 | RO | Advising on securities | 2017-10-03 | 2022-01-31 | RO | Dealing in securities | 2017-10-03 | 2022-01-31 |
| 4 | KGI Asset Management Limited | RO | Asset management | 2016-05-06 | 2022-01-31 | RO | Advising on securities | 2016-08-10 | 2022-01-31 | RO | Dealing in securities | 2016-08-10 | 2022-01-31 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2016-04-12 | 2017-10-02 | RO | Dealing in securities | 2016-04-12 | 2017-10-02 |
| 6 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | RO | Advising on securities | 2016-04-12 | 2017-10-02 | RO | Dealing in securities | 2016-04-12 | 2017-10-02 |
| 7 | Leonteq Securities (Hong Kong) Limited | RO | Advising on securities | 2022-05-23 | 2024-03-07 | RO | Dealing in securities | 2022-05-23 | 2024-03-07 |
| 8 | LW Asset Management Advisors Limited | Rep | Asset management | 2013-05-16 | 2015-01-09 |
| 9 | Standard Advisory Asia Limited | Rep | Advising on securities | 2007-03-09 | 2007-04-20 | Rep | Dealing in securities | 2007-03-09 | 2007-04-20 | RO | Advising on futures contracts | 2007-03-09 | 2007-04-20 | RO | Dealing in futures contracts | 2007-03-09 | 2007-04-20 |
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