Burnett, Peter William (SFC:ADX522)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-04-08 | 2013-12-16 | Rep | Advising on securities | 2013-04-08 | 2013-12-16 | Rep | Dealing in securities | 2013-04-08 | 2013-12-16 | RO | Advising on corporate finance | 2013-12-16 | 2020-08-31 | RO | Advising on securities | 2013-12-16 | 2020-08-31 | RO | Dealing in securities | 2013-12-16 | 2020-08-31 |
| 2 | UBS SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2003-06-25 | RO | Advising on securities | 2003-06-25 | RO | Asset management | 2003-06-25 | RO | Dealing in securities | 2003-06-25 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2013-01-15 |
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