Chu, Elaine Wai Kwan 徐慧君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2005-03-21 | |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2010-08-26 | Morgan Stanley Asia Limited | Rep | 2017-01-03 | 2017-03-31 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Asset management | 2005-01-28 | |
| 4 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2005-03-21 | |
| 5 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-03-21 | Morgan Stanley Asia Limited | Rep | 2017-01-03 | 2017-03-31 |
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