Poon, Raymond Wai Kei 潘偉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2008-04-25 | 2010-06-02 | Rep | Dealing in securities | 2008-04-25 | 2010-06-02 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-07-01 | Rep | Advising on securities | 2003-07-01 | Rep | Asset management | 2003-07-01 |
| 3 | SHENG YUAN CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2011-12-05 | 2013-04-01 |
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