Poon, Yiu Cheung 潘耀祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-05 | 2005-10-07 |
| 2 | NEW TREND FUTURES LIMITED | Rep | Advising on futures contracts | 2004-04-21 | Rep | Asset management | 2004-04-21 | Rep | Dealing in futures contracts | 2004-04-21 |
| 3 | Oreana Financial Services Limited | Rep | Advising on securities | 2005-11-04 | 2005-11-18 | Rep | Asset management | 2005-11-04 | 2005-11-18 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2004-07-02 | 2005-03-11 |
| 5 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-05-27 | 2005-03-11 |
| 6 | TIS SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-03-24 | 2005-08-29 | Rep | Dealing in securities | 2005-03-24 | 2005-08-29 |
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