Cheung, Shirley Sin-Man 張倩雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA Premium International (HK) Limited | RO | Leveraged foreign exchange trading | 2004-10-20 | 2010-12-03 |
| 2 | DAH SING SECURITIES LIMITED | RO | Advising on corporate finance | 2003-06-16 | RO | Advising on securities | 2003-06-16 | RO | Asset management | 2003-06-16 | RO | Dealing in securities | 2003-06-16 |
| 3 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2008-07-02 | 2010-12-03 | RO | Asset management | 2008-07-02 | 2010-12-03 |
| 4 | KVB Kunlun Securities (HK) Limited | RO | Dealing in securities | 2008-07-02 | 2010-12-03 |
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