Lee, Cristi Boon-Yee 李本儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2008-10-08 | 2010-02-01 | Rep | Asset management | 2008-10-08 | 2010-02-01 | Rep | Dealing in securities | 2008-10-08 | 2010-02-01 |
| 2 | HPEF Capital Partners Limited | Rep | Advising on corporate finance | 2004-03-15 | Rep | Advising on securities | 2004-04-15 | Rep | Asset management | 2005-05-09 | Rep | Advising on securities | 2004-09-20 | 2005-05-09 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2005-05-18 | 2008-09-11 | Rep | Asset management | 2005-05-18 | 2008-09-11 | Rep | Dealing in securities | 2007-04-10 | 2008-09-11 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-05-18 | 2008-09-11 |
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