Tse, Susie Mei Ying 謝美瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-05-07 | 2008-10-24 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-06-07 | 2008-10-24 |
| 3 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on corporate finance | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Advising on securities | 2007-04-25 | Rep | Dealing in securities | 2007-04-25 | Rep | Dealing in securities | 2008-12-16 | 2011-01-31 | Rep | Advising on securities | 2008-12-29 | 2011-01-31 |
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