Chan, Fiona Nga Yee 陳雅儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2008-05-28 | 2010-03-31 | Rep | Asset management | 2008-05-28 | 2010-03-31 | Rep | Dealing in securities | 2008-05-28 | 2010-03-31 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-06 | Rep | Advising on securities | 2008-05-07 | Rep | Asset management | 2008-05-07 | Rep | Dealing in securities | 2007-05-21 | 2008-05-07 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-05-06 | Rep | Advising on securities | 2008-05-07 | Rep | Asset management | 2008-05-07 | Rep | Dealing in securities | 2008-05-07 |
| 4 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2011-12-12 | 2021-07-09 | Rep | Dealing in securities | 2011-12-12 | 2021-07-09 | RO | Advising on securities | 2021-07-09 | 2022-07-15 | RO | Dealing in securities | 2021-07-09 | 2022-07-15 |
| 5 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2011-12-12 | 2021-07-09 | RO | Dealing in securities | 2021-07-09 | 2022-07-15 |
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