Chan, Fiona Nga Yee 陳雅儀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on corporate finance 2004-05-06
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep 2004-05-06
2 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on securities 2008-05-07
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep 2008-05-07
BARING ASSET MANAGEMENT (ASIA) LIMITED Rep 2008-05-28 2010-03-31
PineBridge Investments Asia Limited Rep 2011-12-12 2021-07-09
PineBridge Investments Asia Limited RO 2021-07-09 2022-07-15
3 HSBC Global Asset Management (Hong Kong) Limited Rep Asset management 2008-05-07
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep 2008-05-07
BARING ASSET MANAGEMENT (ASIA) LIMITED Rep 2008-05-28 2010-03-31
4 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2008-05-07
HSBC Global Asset Management (Hong Kong) Limited Rep 2007-05-21 2008-05-07
BARING ASSET MANAGEMENT (ASIA) LIMITED Rep 2008-05-28 2010-03-31
PineBridge Investments Asia Limited Rep 2011-12-12 2021-07-09
PineBridge Investments Hong Kong Limited Rep 2011-12-12 2021-07-09
PineBridge Investments Asia Limited RO 2021-07-09 2022-07-15
PineBridge Investments Hong Kong Limited RO 2021-07-09 2022-07-15

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