Ho, Yin Ming (SFC:ADZ149) 何燕明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WHEELOCK CHATFIELD LIMITED | RO | Asset management | 2006-07-13 | 2015-08-28 |
| 2 | CORRINGTON SECURITIES & INVESTMENT LIMITED | RO | Dealing in securities | 2015-09-04 | 2016-11-24 |
| 3 | CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-05-04 | 2020-04-10 |
| 4 | China-Hong Kong Link Securities Company Limited | RO | Dealing in securities | 2017-09-14 | 2020-01-13 |
| 5 | CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-10-09 | 2020-04-10 |
| 6 | Wealthy Securities Limited | Rep | Advising on securities | 2020-04-14 | 2020-05-12 |
| 7 | Wealthy Securities Limited | Rep | Asset management | 2020-04-14 | 2020-05-12 |
| 8 | Wealthy Securities Limited | RO | Advising on securities | 2020-05-12 | 2020-10-30 |
| 9 | Wealthy Securities Limited | RO | Asset management | 2020-05-12 | 2020-10-30 |
| 10 | Universal Unite Wealth Management Limited | RO | Advising on securities | 2021-03-17 | 2021-11-11 |
| 11 | Universal Unite Wealth Management Limited | RO | Asset management | 2021-03-17 | 2021-11-11 |
| 12 | Cornucopiae Asset Management Limited | Rep | Advising on securities | 2022-01-10 | 2022-02-24 |
| 13 | Cornucopiae Asset Management Limited | Rep | Asset management | 2022-01-10 | 2022-02-24 |
| 14 | Cornucopiae Asset Management Limited | Rep | Dealing in securities | 2022-01-10 | 2022-02-24 |
| 15 | Cornucopiae Asset Management Limited | RO | Advising on securities | 2022-02-24 | |
| 16 | Cornucopiae Asset Management Limited | RO | Asset management | 2022-02-24 | |
| 17 | Cornucopiae Asset Management Limited | RO | Dealing in securities | 2022-02-24 |
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