Pan, Ivy Lok Ping 潘樂平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AESOP ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-05-02 | 2018-10-01 | RO | Asset management | 2018-05-02 | 2018-10-01 |
| 2 | Apollo Asset Management Limited (HK) | RO | Advising on securities | 2016-11-22 | 2018-04-30 | RO | Asset management | 2016-11-22 | 2018-04-30 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2004-03-30 | 2004-12-07 |
| 4 | GLENWORTH CAPITAL LIMITED | Rep | Advising on securities | 2021-06-11 | 2021-07-08 | Rep | Asset management | 2021-06-11 | 2021-07-08 | RO | Advising on securities | 2021-07-08 | 2023-08-31 | RO | Asset management | 2021-07-08 | 2023-08-31 |
| 5 | Greatwalle (International) Asset Management Co., Limited | RO | Advising on securities | 2021-04-30 | 2021-06-01 | RO | Asset management | 2021-04-30 | 2021-06-01 |
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