Chan, Yiu Ming (SFC:ADZ525) 陳耀明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Asset management | 2003-12-09 | |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Advising on futures contracts | 2005-03-21 | |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-21 | |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2005-03-21 | |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2005-03-21 | |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-12-31 | |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-12-31 |
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