Lai, Chung Cheong 黎仲昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADS Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2015-07-03 | 2015-08-18 | RO | Leveraged foreign exchange trading | 2015-08-18 | 2016-11-28 | RO | Dealing in futures contracts | 2016-05-25 | 2016-11-28 | RO | Dealing in securities | 2016-05-25 | 2016-11-28 |
| 2 | CORNERSTONE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-08-03 | 2021-08-31 | RO | Asset management | 2021-08-31 |
| 3 | CORNERSTONE SECURITIES LIMITED | RO | Advising on securities | 2021-02-08 | RO | Dealing in securities | 2021-02-08 |
| 4 | Great Lakes Hong Kong Limited | RO | Dealing in futures contracts | 2010-04-26 | 2012-11-30 |
| 5 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-06-15 |
| 6 | Newedge Broker Limited | Rep | Automated trading services | 2005-05-12 | 2009-06-15 | Rep | Dealing in futures contracts | 2005-05-12 | 2009-06-15 | Rep | Dealing in securities | 2005-05-12 | 2009-06-15 |
| 7 | Public Financial Securities Limited | Rep | Advising on corporate finance | 2004-02-02 | Rep | Advising on securities | 2004-02-02 | Rep | Asset management | 2004-02-02 | Rep | Dealing in securities | 2004-02-02 |
| 8 | Public Futures Limited | Rep | Advising on futures contracts | 2003-10-31 | Rep | Asset management | 2003-10-31 | Rep | Dealing in futures contracts | 2003-10-31 |
| 9 | Public Pacific Securities Limited | Rep | Advising on corporate finance | 2004-02-02 | Rep | Advising on securities | 2004-02-02 | Rep | Asset management | 2004-02-02 | Rep | Dealing in securities | 2004-02-02 |
| 10 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2017-03-28 | 2017-04-26 | RO | Leveraged foreign exchange trading | 2017-04-26 | 2019-04-03 |
| 11 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2012-12-11 | 2013-01-10 | Rep | Dealing in securities | 2012-12-11 | 2014-02-17 | Rep | Leveraged foreign exchange trading | 2012-12-11 | 2015-05-21 | RO | Dealing in futures contracts | 2013-01-10 | 2015-05-21 | RO | Dealing in securities | 2014-02-17 | 2015-05-21 |
| 12 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-06-15 | Rep | Dealing in securities | 2008-10-13 | 2009-06-15 |
| 13 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2009-08-10 | 2010-01-22 | Rep | Dealing in securities | 2009-08-10 | 2010-01-22 |
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