Fildes, Ewart John

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Advising on corporate finance 2003-07-17
2 Morgan Stanley Asia Limited Rep Advising on securities 2003-07-17
3 Instinet Alpha Trading Limited Rep Advising on securities 2006-08-09 2006-12-19
4 INSTINET PACIFIC LIMITED Rep Advising on securities 2006-08-09 2006-12-19
5 Morgan Stanley Asia Limited Rep Automated trading services 2006-05-30
6 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2003-07-30 2006-05-30
7 Instinet Alpha Trading Limited Rep Automated trading services 2006-08-08 2006-12-19
8 INSTINET PACIFIC LIMITED Rep Automated trading services 2006-08-08 2006-12-19
9 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2003-07-30 2006-05-30
10 Morgan Stanley Asia Limited Rep Dealing in securities 2006-05-30
11 Instinet Alpha Trading Limited Rep Dealing in securities 2006-08-08 2006-12-19
12 INSTINET PACIFIC LIMITED Rep Dealing in securities 2006-08-08 2006-12-19
13 Instinet Alpha Trading Limited RO Advising on securities 2006-12-19 2010-06-05
14 INSTINET PACIFIC LIMITED RO Advising on securities 2006-12-19 2010-06-05
15 Instinet Alpha Trading Limited RO Automated trading services 2006-12-19 2010-06-05
16 INSTINET PACIFIC LIMITED RO Automated trading services 2006-12-19 2010-06-05
17 KCG Hong Kong Limited RO Dealing in futures contracts 2013-01-15 2013-03-25
18 Instinet Alpha Trading Limited RO Dealing in securities 2006-12-19 2010-06-05
19 INSTINET PACIFIC LIMITED RO Dealing in securities 2006-12-19 2010-06-05
20 KCG Hong Kong Limited RO Dealing in securities 2012-05-14 2013-03-25

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