Fildes, Ewart John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-07-17 | |
2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2003-07-17 | |
3 | Instinet Alpha Trading Limited | Rep | Advising on securities | 2006-08-09 | 2006-12-19 |
4 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2006-08-09 | 2006-12-19 |
5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-05-30 | |
6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2003-07-30 | 2006-05-30 |
7 | Instinet Alpha Trading Limited | Rep | Automated trading services | 2006-08-08 | 2006-12-19 |
8 | INSTINET PACIFIC LIMITED | Rep | Automated trading services | 2006-08-08 | 2006-12-19 |
9 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2003-07-30 | 2006-05-30 |
10 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-05-30 | |
11 | Instinet Alpha Trading Limited | Rep | Dealing in securities | 2006-08-08 | 2006-12-19 |
12 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2006-08-08 | 2006-12-19 |
13 | Instinet Alpha Trading Limited | RO | Advising on securities | 2006-12-19 | 2010-06-05 |
14 | INSTINET PACIFIC LIMITED | RO | Advising on securities | 2006-12-19 | 2010-06-05 |
15 | Instinet Alpha Trading Limited | RO | Automated trading services | 2006-12-19 | 2010-06-05 |
16 | INSTINET PACIFIC LIMITED | RO | Automated trading services | 2006-12-19 | 2010-06-05 |
17 | KCG Hong Kong Limited | RO | Dealing in futures contracts | 2013-01-15 | 2013-03-25 |
18 | Instinet Alpha Trading Limited | RO | Dealing in securities | 2006-12-19 | 2010-06-05 |
19 | INSTINET PACIFIC LIMITED | RO | Dealing in securities | 2006-12-19 | 2010-06-05 |
20 | KCG Hong Kong Limited | RO | Dealing in securities | 2012-05-14 | 2013-03-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy