Leung, Chor Ming 梁礎銘

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AP Asset Management (HK) Limited Rep Dealing in securities 2006-10-26 2007-11-23
Rep Advising on futures contracts 2006-12-14 2007-11-23
Rep Advising on securities 2006-12-14 2007-11-23
Rep Asset management 2006-12-14 2007-11-23
2 ATLANTIS INVESTMENT MANAGEMENT LIMITED (HK) Rep Advising on securities 2007-12-12 2008-12-16
Rep Asset management 2007-12-12 2008-12-16
3 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Advising on futures contracts 2004-09-14 2004-12-06
Rep Asset management 2004-09-14 2004-12-06
Rep Dealing in securities 2004-09-14 2004-12-06
4 CHINA EVERBRIGHT CAPITAL LIMITED Rep Dealing in securities 2006-05-10 2006-09-23
5 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2006-05-10 2006-09-23
6 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2003-11-04 2004-08-19
7 Goldin Equities Limited Rep Dealing in securities 2009-04-03 2009-09-09
8 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2012-09-03
9 HSBC SECURITIES BROKERS (ASIA) LIMITED Rep Dealing in securities 2009-10-12 2011-03-29
Rep Automated trading services 2011-03-22 2011-03-29
10 SOUTH CHINA RESEARCH LIMITED Rep Advising on securities 2006-04-20 2006-05-03
11 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2006-03-17 2006-05-03

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