Leung, Chor Ming 梁礎銘

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Advising on futures contracts 2004-09-14 2004-12-06
AP Asset Management (HK) Limited Rep 2006-12-14 2007-11-23
2 SOUTH CHINA RESEARCH LIMITED Rep Advising on securities 2006-04-20 2006-05-03
AP Asset Management (HK) Limited Rep 2006-12-14 2007-11-23
ATLANTIS INVESTMENT MANAGEMENT LIMITED Rep 2007-12-12 2008-12-16
3 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Asset management 2004-09-14 2004-12-06
AP Asset Management (HK) Limited Rep 2006-12-14 2007-11-23
ATLANTIS INVESTMENT MANAGEMENT LIMITED Rep 2007-12-12 2008-12-16
4 HSBC SECURITIES BROKERS (ASIA) LIMITED Rep Automated trading services 2011-03-22 2011-03-29
5 China Securities (International) Brokerage Company Limited Rep Dealing in futures contracts 2022-01-20
6 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2003-11-04 2004-08-19
BARING ASSET MANAGEMENT (ASIA) LIMITED Rep 2004-09-14 2004-12-06
SOUTH CHINA SECURITIES LIMITED Rep 2006-03-17 2006-05-03
CHINA EVERBRIGHT CAPITAL LIMITED Rep 2006-05-10 2006-09-23
CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep 2006-05-10 2006-09-23
AP Asset Management (HK) Limited Rep 2006-10-26 2007-11-23
Goldin Equities Limited Rep 2009-04-03 2009-09-09
HSBC SECURITIES BROKERS (ASIA) LIMITED Rep 2009-10-12 2011-03-29
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep 2012-09-03 2021-09-03
China Securities (International) Brokerage Company Limited Rep 2021-10-27

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