Leung, Chor Ming 梁礎銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-09-14 | 2004-12-06 |
| 2 | AP Asset Management (HK) Limited | Rep | Advising on futures contracts | 2006-12-14 | 2007-11-23 |
| 3 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2006-04-20 | 2006-05-03 |
| 4 | AP Asset Management (HK) Limited | Rep | Advising on securities | 2006-12-14 | 2007-11-23 |
| 5 | ATLANTIS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2007-12-12 | 2008-12-16 |
| 6 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2004-09-14 | 2004-12-06 |
| 7 | AP Asset Management (HK) Limited | Rep | Asset management | 2006-12-14 | 2007-11-23 |
| 8 | ATLANTIS INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2007-12-12 | 2008-12-16 |
| 9 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Automated trading services | 2011-03-22 | 2011-03-29 |
| 10 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2022-01-20 | |
| 11 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2003-11-04 | 2004-08-19 |
| 12 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2004-09-14 | 2004-12-06 |
| 13 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-17 | 2006-05-03 |
| 14 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Dealing in securities | 2006-05-10 | 2006-09-23 |
| 15 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-05-10 | 2006-09-23 |
| 16 | AP Asset Management (HK) Limited | Rep | Dealing in securities | 2006-10-26 | 2007-11-23 |
| 17 | Goldin Equities Limited | Rep | Dealing in securities | 2009-04-03 | 2009-09-09 |
| 18 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2009-10-12 | 2011-03-29 |
| 19 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-09-03 | 2021-09-03 |
| 20 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2021-10-27 |
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