Chang, Dominic Chung Kei 張仲基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-07-12 | 2008-11-19 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-07-12 | 2008-11-19 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-04-14 | 2007-07-06 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-05-15 | 2007-07-06 | Rep | Dealing in futures contracts | 2007-05-15 | 2007-07-06 |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2005-02-15 | Rep | Advising on securities | 2005-02-15 | Rep | Asset management | 2005-02-15 | Rep | Dealing in securities | 2007-07-06 |
| 6 | NAN FUNG INVESTMENT ADVISER LIMITED | Rep | Asset management | 2011-12-05 | 2012-03-22 | RO | Asset management | 2012-03-22 | 2014-12-05 |
| 7 | NF Trinity Capital (Hong Kong) Limited | Rep | Asset management | 2014-12-16 | 2019-06-30 |
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