Tam, Peggy Mei Woon 譚美奐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASCENDANT ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2009-09-21 | 2016-09-30 | RO | Asset management | 2009-09-21 | 2016-09-30 |
| 2 | JVSakk Asia Limited | Rep | Dealing in securities | 2017-12-05 | 2022-09-30 |
| 3 | JVSakk Asset Management Limited | Rep | Advising on securities | 2017-12-05 | 2018-11-02 | Rep | Asset management | 2017-12-05 | 2018-11-02 | RO | Advising on securities | 2018-11-02 | 2022-09-30 | RO | Asset management | 2018-11-02 | 2022-09-30 |
| 4 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-03-31 | 2017-07-20 |
| 5 | Prime Cdex Securities Limited | Rep | Advising on securities | 2017-03-31 | 2017-07-20 | Rep | Dealing in securities | 2017-03-31 | 2017-07-20 |
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