Chan, Gary Kar Yin 陳嘉彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Asset management | 2024-03-08 | |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2003-06-02 | 2006-11-08 |
| 3 | Golden Age Investment Management Limited | RO | Asset management | 2020-07-09 | 2023-08-08 |
| 4 | Greencourt Financial Co., Limited | RO | Advising on securities | 2018-10-24 | 2020-02-20 | RO | Asset management | 2018-10-24 | 2020-02-20 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-11-21 | 2009-04-01 | Rep | Asset management | 2007-01-31 | 2009-04-01 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-29 | Rep | Advising on securities | 2003-04-29 | Rep | Asset management | 2003-04-29 | Rep | Dealing in securities | 2003-04-29 |
| 7 | SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2017-07-18 | 2017-08-01 | Rep | Asset management | 2017-07-18 | 2017-08-01 | RO | Advising on securities | 2017-08-01 | 2018-02-28 | RO | Asset management | 2017-08-01 | 2018-02-28 |
| 8 | VMS Securities Limited | Rep | Advising on securities | 2012-03-13 | 2014-02-07 | Rep | Asset management | 2012-03-13 | 2014-02-07 | RO | Advising on securities | 2014-02-07 | 2017-06-30 | RO | Asset management | 2014-02-07 | 2017-06-30 |
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