Lo, Kwok Sun (SFC:AEB071) 盧國燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-06-05 | |
2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-06-05 | |
3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-06-05 | |
4 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Asset management | 2003-06-05 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 2003-06-05 |
5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Automated trading services | 2003-06-05 | |
6 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-07-16 | |
7 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-07-16 |
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