Tse, Kam Nam 謝淦楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-09 | Rep | Asset management | 2004-12-09 | Rep | Automated trading services | 2004-12-09 | Rep | Dealing in securities | 2004-12-09 | Rep | Advising on securities | 2008-05-30 |
| 2 | Fidelity Management & Research (Hong Kong) Limited | RO | Advising on securities | 2014-04-30 | 2017-01-13 | Rep | Advising on securities | 2017-01-13 | 2019-10-02 |
| 3 | Pyramis Global Advisors (Hong Kong) Limited | Rep | Advising on securities | 2008-08-01 | 2009-07-20 | RO | Advising on securities | 2009-07-20 | 2014-11-21 | Rep | Advising on futures contracts | 2011-10-03 | 2013-11-01 |
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