Chan, Percy Pak Hin 陳柏軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDLARK (HONG KONG) ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2018-07-09 | 2019-04-06 |
| 2 | JIYUAN INVESTMENT MANAGEMENT (HONGKONG) CO., LIMITED | RO | Advising on securities | 2019-09-25 | RO | Asset management | 2019-09-25 | RO | Dealing in securities | 2019-09-25 | 2022-10-24 |
| 3 | PIONEER GLOBAL INVESTMENTS (HK) LIMITED | Rep | Advising on securities | 2005-04-18 | 2006-08-31 | Rep | Dealing in securities | 2005-04-18 | 2006-08-31 |
| 4 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2006-10-17 | 2007-02-17 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2006-10-17 | 2007-02-17 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-12-05 | 2007-02-17 |
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