Tam, Wing Yee (SFC:AEC589) 譚詠儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-12-08 | 2009-06-29 | Rep | Advising on securities | 2008-12-08 | 2009-06-29 | Rep | Asset management | 2008-12-08 | 2009-06-29 |
| 2 | Hope Chain Asset Management Co., Limited | Rep | Advising on securities | 2023-05-09 | Rep | Asset management | 2023-05-09 |
| 3 | PSI Capital Asia Limited | Rep | Advising on securities | 2017-03-10 | 2017-05-09 | Rep | Dealing in securities | 2017-03-10 | 2017-05-09 |
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