Ling, Shi-Farn
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Double Haven Capital (Hong Kong) Limited | RO | Asset management | 2007-03-13 | 2007-05-31 |
| 2 | GAINWELL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-06-17 | Rep | Advising on securities | 2003-06-17 | Rep | Asset management | 2003-06-17 | Rep | Dealing in securities | 2007-02-16 | Rep | Advising on securities | 2004-02-17 | 2007-02-16 | Rep | Asset management | 2004-09-22 | 2007-02-16 |
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