Kee, Tang Seng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EFG Asset Management (HK) Limited | Rep | Advising on securities | 2009-09-04 | 2010-12-01 | Rep | Asset management | 2009-09-04 | 2010-12-01 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-05-16 | Rep | Advising on securities | 2003-05-16 | Rep | Asset management | 2003-05-16 | Rep | Dealing in securities | 2003-05-16 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2003-08-20 | 2006-04-10 | Rep | Dealing in futures contracts | 2004-02-24 | 2008-09-29 | RO | Dealing in securities | 2006-04-10 | 2008-09-29 |
| 4 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-08-20 | 2006-04-10 | RO | Dealing in securities | 2006-04-10 | 2008-09-29 |
| 5 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-10 | 2009-04-08 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-04-08 | Rep | Dealing in securities | 2008-10-10 | 2009-04-08 |
| 7 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-10 | 2009-04-08 |
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