Chi, Alex Lai Hoi 朱禮開
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2004-07-02 | 2006-01-10 | Rep | Dealing in securities | 2004-07-02 | 2006-01-10 | Rep | Advising on corporate finance | 2004-07-09 | 2006-01-10 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-07-02 | 2006-01-10 | Rep | Dealing in futures contracts | 2004-07-02 | 2006-01-10 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-10-31 | 2004-03-08 |
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