Wan, Kenny 尹建銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2004-02-17 | 2004-05-04 | Rep | Asset management | 2004-02-17 | 2004-05-04 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-16 | Rep | Advising on securities | 2004-02-16 | Rep | Asset management | 2004-02-16 |
| 3 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-11-20 | 2015-04-21 | Rep | Asset management | 2014-11-20 | 2015-04-21 | Rep | Dealing in securities | 2014-11-20 | 2015-04-21 |
| 4 | WM (HK) Limited | Rep | Advising on securities | 2004-05-20 | 2006-05-09 |
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