Ma, Sze Man 馬思敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR BRIGHT LIMITED | Rep | Dealing in securities | 2017-08-15 | 2017-11-15 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-03-16 | 2008-09-29 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2006-03-04 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2008-12-13 |
| 5 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2009-08-19 | 2010-06-24 | Rep | Dealing in securities | 2010-06-24 | 2010-06-29 |
| 6 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2022-04-26 | 2022-07-08 | Rep | Asset management | 2022-04-26 | 2022-07-08 | Rep | Dealing in securities | 2022-04-26 | 2022-07-08 |
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