Davern, Regina Marie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Financial Planning (Hong Kong) Limited | Rep | Asset management | 2004-11-02 | 2010-12-16 | Rep | Advising on securities | 2004-11-02 | 2011-03-01 | Rep | Dealing in securities | 2011-02-22 | 2011-03-01 |
| 2 | Belvest Investment Services Limited | Rep | Advising on corporate finance | 2004-10-13 | Rep | Advising on securities | 2004-10-28 | Rep | Asset management | 2004-10-28 |
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