Tang, Peggy Tsui Ping 鄧翠萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 3V Capital Limited | Rep | Dealing in securities | 2006-06-01 | 2006-09-25 |
| 2 | Instinet Alpha Trading Limited | Rep | Advising on securities | 2005-10-10 | 2005-11-22 | Rep | Automated trading services | 2005-10-10 | 2005-11-22 | Rep | Dealing in securities | 2005-10-10 | 2005-11-22 |
| 3 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2005-09-13 | 2005-11-22 | Rep | Automated trading services | 2005-09-13 | 2005-11-22 | Rep | Dealing in securities | 2005-09-13 | 2005-11-22 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Advising on securities | 2004-08-18 | Rep | Dealing in securities | 2004-08-18 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2007-07-03 | 2007-10-25 |
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