Mok, Hoi Chung 莫海忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cowen Structured Products Hong Kong Limited | RO | Dealing in securities | 2006-10-20 | 2007-03-09 |
| 2 | Interactive Brokers Hong Kong Limited | Rep | Advising on corporate finance | 2003-12-31 | Rep | Advising on securities | 2003-12-31 | Rep | Asset management | 2003-12-31 | Rep | Dealing in securities | 2003-12-31 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-03-02 | 2011-05-03 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-03-02 | 2011-05-03 | Rep | Dealing in securities | 2010-03-02 | 2011-05-03 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-03-02 | 2011-05-03 |
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