Chan, Johnny Kok Chung 陳覺忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on corporate finance | 2004-07-07 | RO | Advising on securities | 2016-01-28 | RO | Asset management | 2016-01-28 |
| 2 | Crosby Securities Limited | RO | Advising on securities | 2013-03-06 | 2013-11-15 | RO | Asset management | 2013-03-06 | 2013-11-15 | RO | Dealing in securities | 2013-03-06 | 2013-11-15 | RO | Advising on corporate finance | 2015-04-30 | 2016-01-28 |
| 3 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2004-07-29 | 2012-09-28 | RO | Asset management | 2004-07-29 | 2012-09-28 |
| 4 | Mason Global Capital Limited | RO | Advising on corporate finance | 2018-10-03 | 2019-10-21 |
| 5 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2016-11-28 | 2019-10-21 | RO | Asset management | 2016-11-28 | 2019-10-21 | Rep | Dealing in securities | 2019-06-14 | 2019-10-21 |
| 6 | Mason Securities Limited | RO | Advising on corporate finance | 2016-11-28 | 2018-06-22 | RO | Asset management | 2019-06-14 | 2019-11-19 |
| 7 | SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Asset management | 2004-07-07 | RO | Advising on securities | 2015-02-18 | RO | Asset management | 2004-07-29 | 2015-02-18 | RO | Advising on securities | 2020-03-04 | RO | Asset management | 2020-03-04 |
| 8 | STANHILL (HONG KONG) LIMITED | RO | Asset management | 2005-06-02 | RO | Dealing in securities | 2005-06-02 | RO | Advising on corporate finance | 2012-07-01 | RO | Advising on securities | 2012-07-01 |
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