Yu, Vernon Ka Leung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2005-01-19 | 2006-06-16 | Rep | Asset management | 2005-01-19 | 2006-06-16 | Rep | Advising on futures contracts | 2006-06-09 | 2011-04-08 | Rep | Dealing in securities | 2006-06-09 | 2011-04-08 | RO | Advising on securities | 2006-06-16 | 2011-04-08 | RO | Asset management | 2006-06-16 | 2011-04-08 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-05 | Rep | Advising on securities | 2005-01-19 | Rep | Asset management | 2005-01-19 |
| 3 | LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2014-08-18 | 2016-02-10 | RO | Dealing in securities | 2014-08-18 | 2016-02-10 |
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