Chiu, Charles Yiu Wing 趙耀榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Advising on corporate finance | 2004-05-15 | Rep | Advising on securities | 2004-05-15 | Rep | Asset management | 2004-05-15 | Rep | Dealing in securities | 2004-11-05 |
| 2 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-05-15 | Rep | Asset management | 2004-05-15 | Rep | Dealing in futures contracts | 2004-11-05 |
| 3 | UBS INTERNATIONAL HONG KONG LIMITED | Rep | Dealing in securities | 2005-05-03 | 2009-05-29 | Rep | Advising on securities | 2005-05-04 | 2009-05-29 | Rep | Advising on securities | 2011-01-10 | 2012-12-08 | Rep | Dealing in securities | 2011-01-10 | 2012-12-08 |
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