Siu, Michael Yiu Han 蕭耀恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2010-08-03 | 2011-02-19 |
| 2 | ICEA SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-05 | Rep | Asset management | 2003-06-05 | Rep | Dealing in securities | 2003-06-05 | Rep | Advising on securities | 2003-07-23 |
| 3 | Kaifeng Investment Management (Hong Kong) Limited | RO | Advising on securities | 2016-11-04 | 2020-02-03 | RO | Asset management | 2016-11-04 | 2020-02-03 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2005-07-21 | 2008-05-02 |
| 5 | Long Corridor Asset Management Limited | Rep | Asset management | 2020-02-19 | 2020-04-07 | RO | Asset management | 2020-04-07 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2003-07-28 | 2004-06-23 |
| 7 | Strategic Vision Investment Limited | Rep | Asset management | 2014-10-22 | 2015-07-31 |
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