Toovey, Nicholas Richard

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Goldman Sachs Investment Management Hong Kong Limited Rep Advising on securities 2003-10-31 2008-04-21
Rep Asset management 2003-10-31 2008-04-21
Rep Dealing in securities 2003-10-31 2008-04-21
RO Advising on securities 2008-04-21 2010-02-01
RO Asset management 2008-04-21 2010-02-01
RO Dealing in securities 2008-04-21 2010-02-01

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