Lee, Wilson Wai Hong 李維航
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on corporate finance | 2004-02-17 | Rep | Advising on securities | 2004-02-17 | Rep | Asset management | 2004-02-17 | Rep | Automated trading services | 2004-02-17 | Rep | Dealing in securities | 2004-02-17 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-03-02 | 2010-06-30 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-03-02 | 2010-06-30 | Rep | Dealing in securities | 2009-03-02 | 2010-06-30 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2012-06-01 | Rep | Dealing in securities | 2012-06-01 | Rep | Advising on securities | 2020-11-20 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | |
| 6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-06-01 | 2016-10-10 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy