Lee, Cheril Chung Chi 李頌慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-07-08 | 2008-11-07 | Rep | Advising on securities | 2008-04-29 | 2008-11-07 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-13 | 2008-11-07 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-07-08 | 2008-11-07 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2003-09-09 | Rep | Asset management | 2003-09-09 | Rep | Automated trading services | 2003-09-09 | Rep | Dealing in securities | 2003-11-27 | Rep | Advising on corporate finance | 2004-11-19 | RO | Dealing in securities | 2003-11-27 | 2005-06-30 |
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